JEPonline
Journal of 
Exercise Physiologyonline

ISSN 1097-9751

An International Electronic
Journal for Exercise Physiologists

Vol 1 No 1 April 1998


Physical Fitness and Clinical Exercise Testing
Impact of health care reform on the management of cardiac rehabilitation programs

CHARLES W. CORTES1 and TOMMY BOONE2

1Program Administrator, Clinical & Research Programs, Neuromusculoskeletal Institute & Department of Rehabilitation Medicine, University of Medicine and Dentistry of  New Jersey, School of Osteopathic Medicine, Stratford, NJ 
2Professor and Chair, Department of Exercise Physiology, The College of St. Scholastica, Duluth, MN


Introduction
Cardiac rehabilitation professionals find themselves increasingly drawn into discussions about healthcare reform, particularly it relates to cost-containment. Driven by dizzying mutations in medical costs, program directors and staff ponder the disruptive dynamism of these new reforms. In a short time, the reforms might well be a dynamic instability in the care and networking of patients with cardiovascular diseases.

In the United States, cardiovascular diseases remain the number one cause of death. The reality of these diseases cannot be ignored. They represent a terrifying and destructive force that kills more than two out of every five Americans. Seventy million Americans each year are affected by these diseases, and nearly 1 million Americans die each year; all at a cost of nearly $120 billion annually (1).

At no time has this enormous growth of medical costs loomed larger as a social question than now. While healthcare strategies abound from diverse viewpoints and divergent professional groups, no one strategy has all the answers to reform the medical-healthcare enterprise. Yet, total healthcare expenditures have risen from $41 billion in 1965 to $750 billion in 1991 (2) and approximately $800 billion in 1992 (3). While these data are at best rough estimates (4), there is one certainty -- we spent only a tiny percentage of the $800 billion on prevention (5).

Observers of modern healthcare policy and management have repeatedly pointed out that we are headed into a major crisis in healthcare. Not infrequently, these professionals indicate that the crisis will become apparent during the second half of this decade (2). It is a complex story within the healthcare scheme of technological modernization that has one profound and simple reality! There will not be enough money to pay for the healthcare costs of this country.

The costs of advances in modern medical technology and services have been projected between $1.5 to $2.3 trillion by the year 2000. Despite this increase, is it appropriate within the context of the declared good by the engaged professionals? Can the leadership in medicine justify, for example, the spending of $1.7 trillion (not $2.3 trillion) by year 2000 when, in reality, it would mean an increase in healthcare costs by $1 trillion over a period of 8 years? One can only imagine the financial burden if the healthcare costs are closer to $2 trillion or some 16% of the Gross National Product by year 2002 (3).

This article is a critical reflection and exploration of the healthcare industry's commitment to technology and services that, while having an obvious social importance, have raised some questions pertaining to cost-effectiveness. Naturally, any discussion of this topic would result in considerable debate and varied viewpoints. At its worst, it could cause the reader to disagree with the totality of the comments. At its best, however, it could cause the reader to reflect and take responsibility through one's work.

The American Lifestyle, Medical Cost-Containment Crisis, and Cardiac Rehabilitation
Although the United States is experiencing a medical care cost crisis, it is the patient who is the significant center piece of this problem. But, "What can the patient do?" Patients are not able to pay the costs of medical technology care out-of-pocket even if they believed that it was worth the expense. Instead, they expect their insurance to pay for medical care. When it does not, they must reach deeper in their own pockets.

Understandably, there are no magic steps to take in simplifying this problem. But, what about the notion that the individual per se unaided by medicine assumes responsibility for lifestyle choices? The impetus of which has not been fully realized or clearly understood even after decades of public consumption, both within the public and medical sectors.

In a timely article in the BMJ (reference), Public panels were sequestered to assist government agencies to assign priorities and dollar limits to a given service. Participants were asked, "Should CABG be denied to smokers or should smokers be given a lower priority for CABG versus non-smokers?" The panels concluded that treatment of patients outside their local county should be strictly limited. The primary concern was to avoid wasting local resources!

These clinical and moral issues of whether the patient did it to him- or herself because of a questionable lifestyle is far from resolved. The medical profession itself is replete with differing views on many subjects. As an example, the question as to whether high or low cholesterol is related to the development of coronary artery disease is met with considerable controversy (6,7). Barratt and Irwig (8) concluded "...that cholesterol testing/treatment as a primary prevention strategy is not justified on current evidence." Similarly, Ravnskov (9) concludes that "Lowering serum cholesterol concentrations does not reduce mortality and is unlikely to prevent coronary heart disease." The author also stated that "Claims of the opposite are based on preferential citation of supportive trials."

In light of good common sense, practical reasoning, and the necessity of professional articulation, it is the responsibility of all professions not to victimize their clients. So, while most in the field of healthcare would agree that the practice of moderation is imperative in all aspects of one's lifestyle, the unanswered questions in medical science and healthcare leave everyone poised to do a little good and bad.  Rather than disappointing the patient by preaching and/or the presentation of half-formed answers as to how the one should have lived, a restoration of trust is necessary and possible by sharing with the patient the challenges before medicine to find solutions to the nation's healthcare problems. These problems are part of America's affluence, but not limited to it.

Theoretically, there are simply too many confounders for a specific disease regardless of the role of negative behaviors. Obesity, alcoholism, hypertension, inactivity, and lipid disorders (to mention a few) are a consequence of not one but many factors, some known and, perhaps, an equal number unknown. Reconceiving lifestyle change to prevent ill health and disease reveals the importance of multi-variate thinking. It also expands the idea of a partnership between the patient and h/her doctor versus victimizing the patient for getting sick  So, when the question is asked, "Who should pay for abuses in one's lifestyle?" A more logical extension of the earlier statements is everyone should pay, but why not pay reasonable costs for medical services? Real growth in technologic advances has raised both quantity and quality of services. Inefficiency, waste, and inflation have, however, sacrificed these advances in healthcare for increased doubt and disappointments. Patients are becoming increasingly detached from the historically embraced patient-doctor relationship.

Maximizing preventative strategies and visits to the doctor may help avoid undercutting the medical community's efforts in "marketing" more favorable lifestyles. But where is the incentive for the patient when their checking accounts have been economized to the bottom line? Inflation is eating away take-home pay, and they live under increased pressure to endure the financial costs of day-to-day existence. House payments, children in college, insurance of all kinds, and the unfortunate variety of financial accidents; all create an almost unconscious living with unanswered needs, fears, and problems.

Of course, the aggregate feeling and/or response of hospital administrators may be summed up in the question, "Do you know what it cost to run a hospital?" The answer for a significant portion of society is "no." They do not know, but another question might be (from the patients' perspective) -- "What about the problems subsumed within inefficiency?" Quality medical care, technology, and rehabilitation do not have to be reduced to the economic imbalance that is presently the case.  In short, there is a need: (a) to reorganize basic approaches to cardiac rehabilitation away from ECG dependent exercise protocols; (b) to reduce low adherent rates and duplication of services; (c) to allow and encourage other college educated graduates in less traditional fields of study (such as exercise physiologists vs. nurses and physical therapists) to care for patients in the hospital phases of postmyocardial infarction (Phase I), to supervise low-level treadmill test and exercise rehabilitation (Phase II), and to oversee reevaluations of patients during maximal symptom-limited exercise tests and rehabilitation (Phase III); and (d) to optimize the utilization of technology and rehabilitation equipment (new or otherwise).

Because medical cost is never entirely separable from having more of the same (i.e., the bigger the better idea), it is never fully understood. Yet the need faced by cardiac patients is not more money, a bigger exercise area, or new instrumentation, but rather a better rehabilitation system.  The rehabilitation system for cardiac patients should have less open-ended funding through indemnity insurance and fee-for-service reimbursement of doctors and hospitals, and more balance between actual medical needs and prudent medical practices. There should be less emphasis on cardiac surgery, and more attention to preventive medicine and patient education without victimization. There should be less competition for patients with hospitals promoting their services as a pure business, and more hospital administrators with their attention focused on patient needs.

Imagine a system with less advertising and marketing as standard practice, and more medical personnel who feel the hurt and pain their patients live with. A system with less need to build upon itself and less pressure to increase volume of services, and more CEOs, physicians, and rehabilitative specialists who go to work for reasons other than the bottom line. A system with less competitive entrepreneurialism and overexpansion of medical personnel and facilities, and more CEOs, physicians, and rehabilitative specialists with high ethical standards (10).

In a nation reduced to almost inconceivably high medical costs, cardiac rehabilitation has just maintained itself. The original infrastructure has changed from a medically supervised, multidisciplinary healthcare team of unified professionals consisting of a cardiologist or other physicians, nurses, psychologists, nutritionists, exercise physiologists, vocational counselors, and health educators to unsupervised home-based exercise (not rehabilitation). Thus, in order to "get more for the dollar invested" -- cardiac rehabilitation directors and others have substituted an agenda that supports their interests (i.e., the bottom line) while conceivably offering fewer psychophysiologic and cardiovascular benefits to the patients. This is not a reflex answer, it is reality. Indeed, this is also the view stated by Arnold S. Relman, a physician, and a former editor-in-chief of The New England Journal of Medicine. He fears that the medical profession, in general, has lost its ethical way with deleterious consequences for patients and for society as a whole (11).

The most likely trigger for change will be the erosion of trust in the medical system, in general, and physicians, in particular. This forecast is reasonably reliable, and who is running head-on into this system -- the elderly. With increased life expectancy, there will be changes both in quality of healthcare and costs. First, on a per capita basis, the elderly average thousands of dollars more of personal health care expenditures than the younger age groups. Second, the increase in elderly persons (many of whom are cardiac patients) in the United States will become the focus for change both ethically (regarding costs) and via policy (as healthcare balances affluence, poverty, technology, and cost-containment).

Under the present analysis, while HMOs are justified for the healthy older person, they do little for encouraging the sick to regain their independence. Physician capitation schedules, which seems to encourage frugality, may result in the elderly patient being denied appropriate care. Also, under capitated arrangements or other financial constraints, the physicians' income will suffer unless reimbursed by fee-for-service (which may place an excessive burden on the patient). Then, too, implicit macro budgetary constraints with physicians at the wheel shifts their role from advocacy to allocation. This shift may create serious philosophical problems for the healthcare professional.

Thus far the suggestion is that not everyone receives the same quality of care. Attempts to modify this outcome or fix blame are obvious, but generally complicated by the inertia of the healthcare system and decades of increases in cost of hospital care as a direct function of unnecessary use of medical technology.

The Delivering of Cardiac Rehabilitation Services
Although cardiac rehabilitation services are typically defined as comprehensive and long-term programs (12), the description does not recognize the limitations inherent in minimally supervised or unsupervised settings. First of all, the home program (which may use transtelephonic technology) is not comprehensive or long-term. Whether this delivery model lessens the risk of future coronary events, controls coronary artery disease symptoms, or optimizes long-term compliance is not known. For certain, if the well-known combination of multi-intervention strategies as previously conceived and used by rehabilitative specialists are not put into practice in a disciplined and requisite manner, then the home program can not be considered (by definition) cardiac rehabilitation. The service is, therefore, a very expensive series of exercise sessions that happen to be covered for a brief period by insurance!

On the other hand, the non-equipment based, medically supervised cardiac rehabilitation model (such as Phases III or IV) is not covered by many third-party carriers. The resulting effect is that many physicians appear disinterested and do not refer their patients to formal supervised programs in the post-hospital phase either because of the economic dis-incentive or because they are not a pivotal part of the rehabilitative process. Moreover, this delivery model is labor intensive as witnessed by the lower ratio of patients to staff. Without a large pool of patients, program administrators and others are forced to consider alternative rehabilitative models.

The third alternate approach is the exercise rehabilitation program with continuous ECG monitoring. Currently, ECG monitoring is recommended for high-risk patients and any patient who has problems during exercise. The duration of the exercise sessions is usually 12 weeks or 36 sessions. These cardiac patients undergo a systematic evaluation including a history and a physical examination, an entry stress test, and frequently an exit stress test. The patients' insurance is billed for each service including the 12 weeks of monitoring and for all visits by and to physicians associated with the program for assessment of change in symptomatology.

While cardiac rehabilitation intervention is covered by some HMOs, the financial administrator in clinics not covered must determine what is paid per individual per insurance company. The obvious problem and cry for help, from a program director's viewpoint, is the challenge to recover hospital and/or program expenses for patient education and counseling. Unfortunately, though, the use of biobehavioral interventions extract a toll. Insurance companies do not generally reimburse the program for education services rendered to their patients. Hence the reason for increased emphasis on exercise rehabilitation, and particularly exercise in the unsupervised setting. Of equal significance, again, is the attention given to less than the desired total rehabilitation of the cardiac patient.

Cardiac Rehabilitation and Future Options?
What lies ahead for cardiac rehabilitation is admittedly anyone's guess. It seems clear that it has reached some level of significance within the healthcare system. Whether this means that it will continue to take shape for a better footing and that these shapes and adjustments will benefit the cardiac patient remains uncertain. What is apparent to many cardiac rehabilitation specialists is that the present delivery services are less than desirable. There is a negative side to implementing exercise rehabilitative sessions without medical supervision. If coronary artery disease is not cured by exercise, which it is not, then exercise with this disease can certainly predispose the patient to a life-threatening crisis. This logic, although not agreed upon by many contemporary specialist in the field, extends across the spectrum of cardiac patients (whether low, moderate, or high risk for cardiovascular complications).

There is also a negative side to paying the high charges for exercise sessions (either with or without ECG monitoring). These rising costs represent the most logical means by which program directors waste little time in increasing their revenue. However, if the charges continue to rise without serious documentation of need or the likelihood of meeting the program outcomes, one could expect these services to be gradually reduced in the years to come.

In summary, we are convinced that it is not right to put the cardiac patient at risk (however slight, such as during unsupervised exercise) just because insurance carriers will pay for the sessions. We also disagree with the notion that any health professional is adequately educated to provide care during the design and implementation of the exercise prescription (as exercise physiologists are trained). Clearly, while some gains in cardiac rehabilitation are obvious, the subtle but definite changes from proven standards and protocols appear to put the welfare of the patients at risk. In light of these remarks, it seems apparent that cardiac rehabilitation specialists should re-evaluate the concept of "quality care." These specialists should also collect and analyze data of all unsupervised patients and correlate risks against costs. Above all, new developments in cardiac rehabilitation, particularly exercise rehabilitation, must be adequately and scientifically researched before financial incentives takes precedent over patients' safety. 


References
1. American Heart Association. 1993 heart and stroke facts. Dallas: American Heart Association, 1993.
2. Ginzberg, E. What's the question? Health Management Quarterly. 1992;14:14-17.
3. Mizrahi, T. Toward a national health care system: Progress and problems. Health and Social Work. 1992;17:167-171.
4. Clarke, R. (1991). What do you know? Health Management Quarterly. 1991;13:14-17.
5. Taylor, H. Who profits from coronary artery bypass surgery. American Journal of Nursing. 1992;July:1068-1072.
6. Shaper, A.G. Blood cholesterol: Who to test (1). British Medical Journal. 1992;47:639-641.
7. Betteridge, D.J. Blood cholesterol: Who to test (2). British Medical Journal. 1992;47:643-644.
8. Barratt, A., & Irwig, L. Is cholesterol testing/treatment really beneficial? The Medical Journal of Australia. 1993;159:644-646.
9. Ravnskov, U. Cholesterol lowering trials in coronary heart disease: Frequency of citation and outcome. British Medical Journal. 1992;305:15-19.
10. Relman, A. Where does all that money go? Health Management Quarterly. 1991;13:2-5.
11. Relman, A. What market values are doing to medicine. The Atlanta Monthly. 1992;March:99-106.
12. U.S. Department of Health and Human Services. Public Health Service Agency for Health Care Policy and Research, National Heart, Lung, and Blood Institutes. Clinical Practice Guideline, Number 17, Cardiac Rehabilitation, AHCPR Publication No. 96-0672, 1995;October. 


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